——— BUSINESS SERVICES
Compliance services
Compliance ensures that companies adhere to current regulations, preventing penalties and legal risks.
A good compliance program helps prevent losses and regulatory penalties. Implementing it is the responsibility of the company.
What is compliance?
Compliance involves creating internal policies to ensure that the company operates within the legal framework, preventing crimes and ensuring strong business ethics.
How to implement a compliance program?
Implementation requires a thorough risk analysis, design of preventive policies, and a continuous monitoring system.
Compliance is not automatically supervised by authorities. If your company faces regulatory risks, it is your responsibility to implement preventive measures.
Contact UsMost common reasons to implement compliance
1
Prevention of legal penalties
Regulatory compliance reduces the chances of the company committing crimes or violations that could result in fines or sanctions.
2
Reputation protection
A solid compliance program protects the company’s image, demonstrating a commitment to ethics and transparency.
3
Mitigation of operational risks
Implementing compliance allows the identification and mitigation of internal and external risks before they affect the company’s operations.
4
Compliance with international regulations
In a globalized environment, complying with regulations in various countries is key to avoiding legal issues abroad.
Frequently Asked Questions about
compliance
How to start a compliance program?
The process begins with a sector-specific risk assessment, followed by the implementation of policies and internal controls.
What kind of controls are necessary?
Controls vary, but typically include internal audits, employee training, and an anonymous whistleblower channel.
What happens if I don’t comply with the regulations?
Penalties can include fines, loss of licenses, and in severe cases, even criminal liability for executives.
Who should be involved in compliance?
All levels of the company should participate, but it is essential to have a compliance officer to oversee the program.
Ensure regulatory compliance
We design, implement, and monitor custom compliance programs for your company.
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